Advisor Differentiation2018-01-04T10:56:39+00:00

Advisor Differentiation.

retirement vacationAt Waterfront Financial Group, we find that people spend more time planning their annual vacation than they do a lifetime of retirement income.

We advise 401K plans with limited numbers of participants because we feel it is important to meet with each and every person individually.

Each employee has specific needs and we help them plan for a successful retirement based on those needs.

401k planWe measure the success of a plan by whether the individual employee is going to have a successful retirement – that's the Waterfront difference.

Registered Investment Advisor (RIA) Model – we act as a '3(21)'

Waterfront Financial GroupWe are a co-Fiduciary to your plan

Our Services Include:

  • Assist you with developing your Investment Policy Statement
  • Ongoing Investment Recommendations
  • Ongoing Investment Monitoring
  • Qualified Default Investment Alternative (QDIA) assistance
  • Performance Reporting

Waterfront Financial GroupWe also act as a Consultant to the plan

Our Services Include:

  • Service Provider Liason
  • Educational services to Plan Committee
  • Participant Enrollment
  • Participant Education
  • Plan search support/Vendor Analysis
  • Benchmarking Services
  • Assistance Identifying Plan Fees

Accredited Investment Fiduciary (AIF)

AIF Accreditation


Waterfront Financial Group

We hold the AIF designation

We adhere to a Code of Conduct and Ethics to avoid conflicts of interest

We receive annual training to keep certification current

Waterfront Financial GroupEvery employee, every year

We believe we should see each participant, every year

Your employees should be Retirement Ready

Is your advisor a salesperson, or a fiduciary?  Fill out the form below to download a PDF you can use to start this assessment.

401k Team

Contact us today to discuss your company's 401K plan and learn how we can help guide you and your employees into a better future!

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